EXAM ISO-IEC-42001-LEAD-AUDITOR TESTS | RELIABLE ISO-IEC-42001-LEAD-AUDITOR EXAM TEST

Exam ISO-IEC-42001-Lead-Auditor Tests | Reliable ISO-IEC-42001-Lead-Auditor Exam Test

Exam ISO-IEC-42001-Lead-Auditor Tests | Reliable ISO-IEC-42001-Lead-Auditor Exam Test

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PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q34-Q39):

NEW QUESTION # 34
Audit evidence must be:

  • A. Refutable
  • B. Verifiable
  • C. Structured
  • D. Physical

Answer: B

Explanation:
Audit evidencemust beobjective and verifiable, meaning that it can beconfirmed through observation, documentation, or reproducible results. This is a foundational principle of auditing as per:
* ISO 19011:2018 - Clause 3.8defines audit evidence as "records, statements of fact or other information which arerelevant to the audit criteria and verifiable."
* This principle is also emphasized in ISO/IEC 42001 during internal audits (Clause 9.2), ensuring that conclusions are based onfactual, traceable, and confirmabledata.
Verifiability ensures the credibility and reliability of audit findings, especially critical in evaluating AIMS due to the complexity and potential subjectivity of AI behaviors.


NEW QUESTION # 35
Auditors use the ______ as a benchmark to determine conformity.

  • A. Audit objectives
  • B. Audit plan
  • C. Audit criteria
  • D. Audit feasibility

Answer: C

Explanation:
Audit criteriaare defined as theset of policies, procedures, or requirementsused as areference pointagainst whichaudit evidence is compared.
As perISO 19011:2018 - Clause 3.5, audit criteria are the"set of policies, procedures, or requirements used as a reference". For ISO/IEC 42001 audits, the audit criteria include therequirements of ISO/IEC
42001:2023, relevant laws, internal policies, and controls.
ThePECB Lead Auditor Guide - Domain 3further confirms that conformity assessment depends on comparing actual practices and records againstpredefined criteriato identify nonconformities or compliance.


NEW QUESTION # 36
A healthcare provider wants to develop a system that can analyze medical images, such as X-rays and MRIs, to assist doctors in diagnosing diseases. Which AI concept is most relevant for this application?

  • A. Machine Learning (ML)
  • B. Natural Language Processing (NLP)
  • C. Computer Vision
  • D. Deep Learning (DL)

Answer: C

Explanation:
The AI concept most relevant for analyzingvisual data like X-rays and MRIsisComputer Vision. This field focuses on enabling machines tounderstand and interpret image and video data.
As outlined in thePECB Lead Auditor Guide - Domain 1, Computer Vision is specifically applied in medical imaging, object detection, facial recognition, and other tasks requiring interpretation of visual content.
WhileDeep Learningmay be used as an underlying technique (e.g., convolutional neural networks), Computer Visionis the broader and correct domain applicable to the question.


NEW QUESTION # 37
What is the right series of AI system lifecycle?

  • A. System Requirements & specification finalization, System design & development, System Verification
    & validation, System Deployment, System Operation & monitoring
  • B. System Verification & validation, System design & development, System Deployment, System Requirements & specification finalization, System Operation & monitoring
  • C. System design & development, System Operation & monitoring, System Requirements & specification finalization, System Verification & validation, System Deployment
  • D. System Requirements & specification finalization, System design & development, System Deployment, System Verification & validation, System Operation & monitoring

Answer: A

Explanation:
The correct lifecycle sequence for an AI system as outlined inISO/IEC 42001:2023and supporting lifecycle methodologies (such as those influenced by ISO/IEC/IEEE 15288 and ISO/IEC TR 24028) is:
* System Requirements & Specification Finalization
* System Design & Development
* System Verification & Validation
* System Deployment
* System Operation & Monitoring
This lifecycle ensures that all AI systems are planned, built, tested, and monitored effectively to address functional, ethical, and risk management objectives.
The standard encourages applying astructured lifecycle approachto ensure that AI systems meet organizational goals and stakeholder expectations throughout their operational period.


NEW QUESTION # 38
An audit team member is tasked with evaluating a sophisticated AI system used for autonomous driving. They lack the necessary expertise but proceed without consulting a specialist. Which principle is being neglected in this scenario?

  • A. Confidentiality
  • B. Due Professional Care
  • C. Independence
  • D. Integrity

Answer: B

Explanation:
The principle being neglected isDue Professional Care.
According toISO 19011:2018 - Clause 4(f), auditors are expected to applydiligence, competence, and judgmentduring audit activities. If an auditor proceeds with an auditwithout the required expertise, especially for a high-risk system like autonomous driving, this violates the principle of due care.
ThePECB Lead Auditor Guide - Domain 3clearly states that in complex technical environments (such as AI or autonomous systems), auditors mustseek assistance from domain specialistswhen they lack direct experience.


NEW QUESTION # 39
......

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